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Open Stock and Options Trading Account

 

Opening a Equities and Options Account

Open an Account Online or Download and complete the forms: Click here to fill out an application online, or follow the instructions below to download the necessary new account paperwork.

Instructions: Please download and print each of the following pdf links, and fax the completed paperwork to 212.656.1195. Please also include a photocopy of your photo ID.

Step 1: Select the type of account you wish to open. Download the the PDF forms, complete and fax.


* indicates forms only needed for options trading. These do not need to be filled out if you do not wish to trade options

For Individuals (3 Forms)

New Account Application
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options

For a Joint Account (4 Forms)

New Account Application
Joint Account Agreement
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options

For Corporations (6 Forms)

New Account Application
Corporate Resolution
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options
*Options: Corporate Cash Account
- download if you wish to open a cash account
*Options: Corporate Margin Agreement - download if you wish to open a margin account

For Partnerships (4 Forms)

New Account Application
Partnership Agreement
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options

For LLCs (3 Forms)

New LLC Application
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options

For a Trust (4 Forms)

New Account Application
Trustee Certification
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options

For a Sole Proprietorship (4 Forms)

New Account Application
Sole Proprietorship Letter
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options

For an Investment Club (4 Forms)

New Account Application
Investment Club
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options

For an IRA (4 Forms)

New Account Application
IRA
*Options: Option Agreement - download if you wish to trade options
*Options: Options Risk Disclosure - download if you wish to trade options



 

 

 


 

 


 

 

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The financial risks inherent in electronic trading can be substantial. Periods of market volatility or systems delays may adversely influence trading-related services. And, not all securities, products or services are available in all U. S. states or countries. Therefore, you should consider whether electronic trading is compatible with your individual circumstances and financial resources. Also, extended hours trading entails additional risks such as lower liquidity, higher volatility, wider spreads, more rapidly changing prices, and the like. Nothing herein should be deemed to be an offer or solicitation of securities, products or services in any jurisdiction in which electronic trading brokerage services are not properly licensed. SIPC insurance does not apply to futures or forex business.
*10 Free trades must be completed within 30 days of account funding. This offer applies to accounts that open with a minimum of $5000. Each trade consists of a single buy, a single sell or a single short sale. Free trades apply only to equity orders in the Plan A schedule, and do not include options or futures trades. Free trades do not include any applicable ECN fees.


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