Business Continuity Plan Disclosure

NobleTrading.com has developed a business continuity plan that will be activated in the event of a significant business disruption, such as a natural disaster, power outages or other events.Our plan is intended to permit us to continue critical business operations during these types of disruptions.

Our plan addresses the actions that we will take in the event that the significant disruption affects a single building, a business district, a citywide area, or an entire region. We have different planned recovery times depending on the severity of the significant business disruption. Most of our plans call for recovery times within minutes from the significant business disruption. For the most significant business disruption scenario that we have addressed, account access is planned to be available within minutes and all critical business operations would be resumed within one to two days.

The specifics of our disaster recovery plan are subject to modification. To support our planned recovery times, our providers maintain back-up facilities, including secondary data centers. The back-up facilities are located well away from our primary facilities as well as, well away from our providers facilities, in order to diminish the affect of a regional disruption. Account access would be available through the data center or back-up facility of our clearing agents.

A copy of our current disaster recovery plan is available by request. Our plan will be reviewed, updated and tested periodically.

If customers are unable to reach NobleTrading due to a significant business disruption, clearing firms may be contacted by customers directly.

Penson Financial, Telephone # 800.696.3585

North American, Telephone # 800.770.9049