Monthly Trading Software Fees
- Plan A
- Plan B
- Web
- Streamer
- Noble L1.5
- Noble L 2
- Shield
- 0 Trades
- 0 Shares
- Free
- $20
- $50
- $99
- $149
- 10 Trades
- 10,000 - 24,999 Shares
- Free
- Free
- $50
- $99
- $149
- 25 Trades
- 25,000 - 49,999 Shares
- Free
- Free
- Free
- $99
- $149
- 50 Trades
- 50,000 - 99,999 Shares
- Free
- Free
- Free
- Free
- $149
- 100 Trades
- 100,000 Shares
- Free
- Free
- Free
- Free
- Free
- Note:
- Software cancels must be requested 4 business days prior to the end of the month in order not to be billed the next month.
Market Depth Fees
NobleTrader
- E-Mini Level 1
- $15
- Total View
- $20
- E-Mini Level 2
- $50
- Pink Sheet
- $15
- NewsBody
- $20
- Opra Level 1
- $15
- News Headlines
- $15
- Opra Level 2
- $50
Shield
- CME
- $65
- TotalView
- $15
- Dow Jones
- $135
- ARCA Book
- $30
- NYSE Open Book
- $120
- CBOT
- $65
- CME Minis
- $25
- NYMEX
- $65
Note:
Once Market Depth is requested (i.e. Options, Totalview, Futures, News, Pink Sheets, ARCA Book, NYSE Book) level 2 billing will apply.
Once Market Depth is requested (i.e. Options, Totalview, Futures, News, Pink Sheets, ARCA Book, NYSE Book) level 2 billing will apply.
Miscellaneous Fees
- Check Request (Regular Mail)
- Free
- Check Request (Overnight)
- $35
- Check Request (Int. Overnight)
- $35
- Internal Journal Transfer
- Free
- Outgoing Wire - Domestic
- $35
- Outgoing Wire - Foreign
- $50
- Outgoing DTC
- $50
- Incoming DTC
- Free
- Outgoing ACAT
- $100
- Incoming ACAT
- Free
- ACH Transfers
- Free
- Block Trades > 1,000,000 shares
- All trades >= 1 million shares .0005 or 2% max of principle cost, whichever is less.
- Sec Transaction Fee
- 0.0000127 of the principal cost (Sell Side Only) effective 1/15/10
- FINRA Trading Activity Fee
- $.000075/Share, $3.75 max.(Sell Side Only)
- Dtc
- .0000005 Per Share
- Nscc
- .015 Per Trade
- Order Cancellations
- Free
- Change Non Executed Orders
- Free
- Gtc Orders
- Free
- Stop Payment
- $25
- Returned Deposit Check
- $2
- Deposit Of Physical Stock Cert.
- 15 Per Quarter
- IRA Closing
- $75
- IRA Annual
- $35
- Closing Fee
- Free
- Mutual Funds
- $45
- Us Treasuries & Agencies Cmo
- $40
- Muni Bonds
- $40
- Visa Debit-Card
- Checking Account
- $30 Anually
- Stop Payment On Checking Acct.
- $25
- Checking Acct. Returned Check
- $30
- Check Re-Order
- $5 For 100 Checks, Initial Order is Free
- Check Re-Order Rush Fee
- $35
- Extension Request
- $10
- Wire Cutoff
- 2:30 PM EST Time
- Check Cutoff
- 2:30 PM EST Time
- Option Exercise
- $40
- Maintenance Fee
- < 10 trades per year $25 annually
- Stock Cert Custody Fee
- $50 per quarter
- * Incoming & Outgoing DWAC
- $300 plus a Transfer Agent Fee and any other Fees
- * Stock Certificate Processing Fee
- $300 plus a Transfer Agent Fee and any other Fees
- * Restricted Stock Certificate Processing Fee
- $300 plus a Transfer Agent Fee and any other Fees
- * DRS
- $300 plus a Transfer Agent Fee and any other Fees
- Wire or Check Prepayment Before Settlement
- $35
- Hard to Borrow Fees
- Please Inquire with Representaive, Fees Change Daily
* Processing fees will not be credited back if stock certificates, DWACS and DRS are rejected by compliance.